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Leading with Ethics and Compliance (UC Berkeley)

This executive education course aimed at compliance professionals and executives took an integrative approach to ethics and compliance programming. In an immersive, action-oriented curriculum, participants worked with a mix of UC Berkeley faculty and industry experts. Through case studies, classroom lecture, and group breakout sessions, faculty and industry experts delivered strategic and tactical insights.

This 3 day course took place on 13-15 February, 2012. A brief overview of the modules and speakers is as follows

Day 1: Ethics and Compliance 3.0

  • From Check Box to Culture to Strategy -The evolution of the corporate ethics and compliance movementMark Meaney, Director of Ethics and Compliance, UC Office of the Regents
  • Ethics, Compliance, and Organizational Strategy
    Peter Wilton, Professor, Haas School of Business
    Andy Hinton, Chief Compliance Officer, Google Inc.
  • Leading Change, Leveraging Culture
    Jennifer Chatman, Professor, Haas School of Business
    Fabiana Lacera-Allen, Senior Vice President, Chief Compliance Officer, Elan Pharmaceuticals

Day 2: The E&C Officer as Strategic Partner

  • Power and Influence with Integrity

     Cameron Anderson, Professor, Haas School of Business

  • Transformational Leadership - The effective ethics and compliance officer
    Daniel Roach, VP Compliance and Audit, Catholic Healthcare West
    George Breslauer, Executive Vice Chancellor and Provost, UC Berkeley
  • Building Your Base - New approaches to ethics and compliance training
    Jeremy Wilson, Senior Manager of Ethics Programs, Cisco Systems

Day 3: Tools of the Successful E&C Officer

  • Data Privacy and Security in Information Management
    Chris Hoofnagle, Technology and Privacy Law Expert, UC Berkeley Law School
  • Managing Hotlines and Conducting Internal Investigations
    Sheryl Vacca, Chief Compliance and Audit Officer, UC Office of the Regents
    David Childers, Founder and former CEO of Ethics Point
  • Global Compliance Risk Mitigation
    Ernesto Dal Bo, Professor, Haas School of Business
    Odell Guyton, Director of Compliance and Anti-Trust Compliance Officer, Microsoft Corporation
  • Sector Regulatory Update - Panel discussion on healthcare, technology, finance, & energy

14 Nov 2013

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